Ex-Texas Financial Advisor Allegedly Killed An Investor While Operating a Ponzi Scam
Keith Todd Ashley, who was fired by Parkland Securities in October 2020 and is charged with murder, is now also facing Financial Industry Regulatory Authority (FINRA) charges.
FINRA filed its complaint in December 2021 and is alleging that Ashley took part in undisclosed business activities, misappropriation, and engaged in private securities transactions from February through October 2020. During this entire time, Ashley was a registered representative with Parkland Securities.
The post Ex-Parkland Securities Broker Keith Ashley, Who Is Accused of Murder, Faces FINRA Charges appeared first on Investor Lawyers Blog.
from Texas Bar Today https://ift.tt/32f0FI5
via Abogado Aly Website
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