Former Ameriprise Financial Advisor is Named in Five Pending Customer Disputes
James William Dunn, an ex-stockbroker and investment advisor in Vienna, VA with Ameriprise Financial Services, is under scrutiny over losses suffered by customers. He is currently named in five customer disputes in which the damages sought range from six- to seven figures.
All of the Financial Industry Regulatory Authority (FINRA) arbitration claims involving Dunn were brought in 2021. The misconduct alleged was said to have occurred during this same year.
The post Ex-Ameriprise Broker James Dunn is Accused of Unsuitability, Unauthorized Trading appeared first on Investor Lawyers Blog.
from Texas Bar Today https://ift.tt/3q3ROkp
via Abogado Aly Website
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