Glacier Point Advisors Managing Partner is Ordered to Pay Customers More Than $1.2M in Restitution
Kevin Marshall McCallum, a former LPL Financial stockbroker and the Managing Partner of Glacier Point Advisors has been suspended by the Financial Industry Regulatory Authority (FINRA) for a year.
McCallum is ordered to pay over $1.2M, along with interest, in deferred restitution to customers. He is currently facing more than $4.8M in FINRA arbitration claims from investors for their losses.
The post Former LPL Financial Broker Kevin McCallum Facing Over $4.8M in FINRA Arbitration Claims appeared first on Investor Lawyers Blog.
from Texas Bar Today https://ift.tt/3koulr5
via Abogado Aly Website
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