FINRA Barred New York Financial Advisor Following Unsuitability & Churning Allegations
If you have suffered investment losses while working with ex-Worden Capital Management broker Christ Elias Baltas, you may be able to pursue damages by filing a Financial Industry Regulatory Authority (FINRA) arbitration claim.
Baltas, who was based out of Melville, New York, is currently named in two pending customer disputes in which the claimants are seeking more than $614K in damage. FINRA barred him in 2020.
The post Customers of Former Worden Capital Management Broker Christ Baltas Request Over $614K in Damages appeared first on Investor Lawyers Blog.
from Texas Bar Today https://ift.tt/38rgcnC
via Abogado Aly Website
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