Ex-Wells Fargo Broker Jeremy Fortner Allegedly Borrowed Money From Clients
Our broker misconduct lawyers investigate claims of losses involving former customers of ex-Wells Fargo Advisors registered representative Jeremy Fortner. The broker-dealer fired him in August 2021 in the wake of allegations that he inappropriately borrowed funds.
In November 2021, with a starting date of March 3, 2022, the Financial Industry Regulatory Authority (FINRA) permanently barred Fortner after he did not respond to requests for information into its investigation. Jeremy Fortner was a registered broker and investment adviser for 16 years.
The post Barred Ex-Wells Fargo Broker Jeremy Fortner is Named in Nine Customer Disputes appeared first on Investor Lawyers Blog.
from Texas Bar Today https://ift.tt/zDoq28y
via Abogado Aly Website
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