Claimants Are Seeking Over $4M in Damages Over UBS YES Strategy
If you suffered investment losses while working with UBS Financial Services broker and investment advisor Roderick K. Von Lipsey, you may have grounds for filing a FINRA arbitration claim to recover damages.
In the last 2.5 years, between September 2019 and January 2022, the Washington DC financial advisor has been named in four pending customer disputes over alleged losses sustained in the UBS Yield Enhancement Strategy (UBS YES).
The post Customers of UBS Broker Roderick Von Lipsey Report UBS YES Losses appeared first on Investor Lawyers Blog.
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