Monday, June 1, 2020

UBS YES Strategy Investors Say They Were Promised Low Risks But Suffered Huge Losses

Originally published by Shepherd Smith Edwards & Kantas, LLP.

Investors Claim UBS YES Strategy Was Mismarketed To Them: SEC Looking Into the Allegations

If you are an investor whose UBS broker recommended that you employ the UBS YES (Yield Enhancement Strategy) and you’ve since suffered significant losses, you may have grounds for an investment fraud claim. 

Unfortunately, UBS and its registered representatives may have been making unsuitable recommendations of this complex investment strategy to customers, as well as misrepresenting the risks involved. 
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